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By James P. Hambleton, Sam A. Stanier

A perceived advantage of screw-type foundations is the ability infer aspects of foundation performance from quantities measured or observed during installation, especially the installation torque. A particular concept widely used in practice is to correlate installation torque to ultimate capacity. This notion has proven useful as a field verification technique despite the absence of validated models that relate key variables of interest, such as installation torque, axial (crowd) force, geometrical parameters, and soil strength. This paper considers previous work by the co-authors and collaborators on analytical, numerical, and physical modelling of screw piles to relate the quantities measured or controlled during installation (e.g., installation torque) to the ultimate capacity and soil strength. Attention is given to saturated clay as a particular soil type amenable to simplified analysis. An analytical model for a single-helix pile is considered as a means of directly relating the ultimate capacity and undrained shear strength to the installation torque, crowd force, plate pitch, plate diameter, shaft diameter, installation depth, and surface roughness. The connection between the installation variables and ultimate capacity—and the sensitivity to crowd force in particular, a quantity that is typically not measured during field installations—is also discussed. The theoretical predictions are compared against data obtained from small-scale laboratory experiments that suggest the installation torque relates to the remolded strength of the soil. INTRODUCTION Screw piles are deep foundations that are twisted into the ground through an applied torque. Advantages over driven piles or drilled foundations include the relative silence of the installation, with low ground vibrations, and the possibility of being easily decommissioned by reversing the direction of twisting. Screw piles are now routinely encountered as a flexible, low-cost solution for numerous applications (Figs. 1 and 2), and they are also being considered for applications in offshore energy production due to limitations being imposed with respect to decommissioning and underwater noise. Also known as “screw anchors,” “helical piles”, or “helical anchors,” screw piles consist of helices or helical plate elements attached to a central shaft. Figure 3a shows the components of a single-helix pile and key variables. The diameters of the shaft and helix are denoted by d and D, respectively, and p is the pitch of the helix. Variable H denotes depth of the helical plate, and T and N denote the torque and axial (crowd) force applied during installation. In typical applications, the pile includes multiple helical plates, and the shaft is composed of segments that allow for it to extend to large depths into the soil.

Jan 1, 2019

By B. Francis

Literature provides only limited information regarding the behaviour of laterally loaded piles socketed into weak rock masses. A laboratory program, comprising a number of tests of scaled models of the pile/rock mass system has been conducted. A synthetic rock, known as Johnstone was used to simulate a naturally weathered and fractured siltstone. The load-deflection behaviour of the test piles was measured, and strain gauges were fixed to the model piles to assess the bending moments. The laboratory results are compared with the results from several theoretical models, some of which are in the form of commercial software packages. This study highlights the inadequacy of existing methods to adequately model the influence of rock joint orientation in geotechnical design. Additionally, numerical modelling of the pile/rock mass system was carried out using the discrete element program UDEC. The importance in modelling the system using discontinuum mechanics is highlighted, particularly to capture the anisotropy of the rock mass.

Jan 1, 2004

By Ignatius P. O. Lam

This paper presents information on design analyses of large diameter piles using conventional p-y curves as recommended by the American Petroleum Institute (API RP2A, 1993). API RP2A adopted the soft clay criterion developed by Matlock (Matlock, 1970) based on 12.75-inch piles. API RP2A also adopted the API sand criteria originally introduced by Reese, Cox, and Koop (Reese et. al., 1974) based on 24-inch piles. Since Matlock and Reese published their original papers, there have been several publications recommending changes to their p-y criteria, especially regarding the need to adjust the Matlock p-y curves for pile diameter effects. The following sections attempt to clarify the issue of diameter effects on p-y curves.

Jan 1, 2013

By George J. Tamaro

In 1967 the Port Authority of New York and New Jersey undertook the construction of the World Trade Center (WTC) diaphragm walls, installation of the lateral support system and the excavation of the site, commonly referred to as the "Bathtub". The work took two years to complete. In 2001 the City of New York undertook the re-excavation of the site after the terrorist attacks. The recovery work will take eight months to complete. This paper describes the initial work on the WTC "bathtub" in the late 1960s and the recent work during the recovery.

Jan 1, 2002

By Gary M. Weinstein

Micropiles have seen increasing use for foundation support and slope stabilization applications over the past half century. Most often designed and installed in groups of vertical or battered elements or combinations thereof, continued applied research conducted through partnerships established between academia, government and industry has led to the recent development of practical engineering and design guidelines for such micropile systems. In contrast to a group of directly loaded micropiles, the micropile network relies on a three-dimensional array of reticulated elements to encompass and internally reinforce the soil, resulting in a network or "knot" effect. The potential for enhanced engineering behaviour of reticulated micropile network systems compared to that of a group of micropiles has been continually revealed by numerous researchers in the past. The concept is elementary - the roots of a tree interact with the soil to form a composite foundation capable of performance superior to that of the individual parts. However, given the large number of parameters which must be modelled and studied, experimental assessment and rational analysis of the soil-structure system has been difficult and therefore, in contrast to above, reliable design methods have not yet been forthcoming.

Jan 1, 2003

By A. Partos

It was decided to build a fourteen-storied office building over a six-storied garage and a four-storied office building. The high vertical and horizontal loads required foundations on rock approximately 18m below street level. Drilled piers (caissons) were selected. Eight caissons (1.98m diameter) were installed through the six-storied garage and four caissons from a temporary deck at the location of a former two-storied building. Excavations were done by the slurry method. Proof testing of rock was done before construction by test borings and during construction with a core barrel of small diameter. Quality control measures included telecommunications between ground crews and the equipment operator on the garage roof; records of field observations and testing of bentonite slurry and rock; and a continuous evaluation of all information. Instruments were installed in one caisson to monitor load distributions and curing of concrete.

Jan 1, 2010

By Matthew C. Pierson

Due to space limitations for transportation projects, many times sound walls must be constructed above mechanically stabilized earth (MSE) walls. These sound walls must resist lateral loads from wind or impact and must therefore be constructed on drilled shafts passing through the reinforced fill for the MSE Wall. Current design methods for the drilled shafts are believed to be overly conservative. Full scale lateral load testing of three foot diameter shafts contained within and solely supported by a 20 foot tall MSE block wall was conducted and the lateral capacity was evaluated. Shafts were tested individually and as a group. The data collected from full scale testing was then used to calibrate numerical models. This paper contains a discussion of how the facing type and stiffness affects the behavior of the numerical model as well as selected comparisons between the actual test data and selected model simulation results.

Jan 1, 2009

By J. K. Mitchell

Soil improvement is examined within the context of the characteristics of different soil types, the types of ground improvement techniques that can be used to improve them, and the level of improvements that might be achieved. Several case histories are described to show how the particular soil and foundation characteristics influence the choice and success of different ground improvement techniques. Although the basic methods for soil improvement have been known for many centuries, there have been significant recent advances in the technology for their use. Time effects following the densification of cohesionless soils may lead to significant improvements in strength and stiffness. Unanticipated chemical reactions may follow stabilization using admixtures when soils for which there has been little prior experience are encountered. In some cases foundations that combine features of both ground improvement and deep foundation systems may provide good performance at reasonable cost.

Jan 1, 2010

By Andrew Cushing

This paper presents the design and construction of the foundation for a major high-rise real estate development on the west side of Manhattan. Arup was retained by Underpinning and Foundation Skanska to design a secant pile wall as excavation support for a proposed two-level basement of a new 23-story residential building located at 100 11th Avenue and West 19th Street. The secant pile wall will also act as the permanent basement retaining wall for the new building. The site is bounded on two sides by existing structures and is underlain by a thick deposit of very soft organic silt and clay. Therefore, the potential for ground movements and their impact on an adjacent structure bearing on shallow footings were of the utmost concern. This paper addresses the design and construction considerations associated with this secant wall, as well as installation details. Measured wall movements are also used to assess the validity of the pre-construction soil strength and stiffness design parameters.

Jan 1, 2008

By Robert B. Bittner

The Sutong Bridge across the lower Yangtze River in China will have, when completed, the longest span (1,088 m) and the highest towers (306 m) of any cable stayed span in the world. The foundations for this record setting span will also be record setting. They are located in water depths exceeding 30 m with maximum flows exceeding 3 m/sec. The soil at the site of the main pylons consists of layers of silty sands and silty clays extending to bed rock at 270 m below river elevation. This paper describes the innovative methods used by the team of foundation designers and constructors to support this record setting bridge at this very challenging site. This paper covers three specific topics related to the foundations of the Sutong Bridge: ? Design and construction of the 131 drilled shaft (2.8/2.5 m diameter and 114/117 m long) under each of the two main pylons, including the post-grouting of all drilled shaft tips. ? Design and construction of the scour protection for the two main pylons, ? Construction methods used to construct the waterline pile caps (113.8 m by 48.1 m by 13.3 m deep) under each pylon.

Jan 1, 2013

By Dimitrios C. Konstantakos

Cofferdam excavations have traditionally been designed with classical design methods that involve direct computations of active or apparent earth pressures. However in contrast to finite element methods, traditional analyses can not account for full soil-structure interaction. Because of their complexity, numerical analyses are performed almost exclusively by computers. Recent theoretical and computer advancements have made the use of the finite element method much more user-friendly and affordable. General information about the basics of the finite element method in geotechnical engineering and for cofferdam excavations is presented. While knowledge of all intricate theoretical and computational details is not needed, the designer should at a minimum be aware of the most important aspects of soil modeling. Most importantly, the designer must have sufficient experience to be able to judge the relative ?correctness? of vast numerical results produced by today?s software programs. Hence, the human factor is an irreplaceable component of finite element computations.

Jan 1, 2013

By Edwin W. Hickey

This paper briefly discusses the geologic conditions in South Florida relative to the design, construction, and performance of deep foundations. The subsurface conditions in this area are unique in that the rock layers are highly porous and often very soft, and are sandwiched between layers of typically loose, uncemented quartz fine sands. Due to the high porosity of the Miami Limestone, 4-inch diameter rock coring is often required to obtain intact samples, and dewatering of excavations is sometimes difficult or impossible. The sand layers, typically tens of feet thick, are very loose to loose in relative density and have been the cause of unexpected large, deep foundation settlements. The engineering properties of the various geologic formations are discussed, along with typical deep foundation types used in the Miami area prior to and after 1980.

Jan 1, 2003

By Bernhard Bruggaier

Outside the oil and gas industry there is an increasing demand to install big piles for the foundation of ports, bridges, and wind-energy plants. This article introduces the design and techniques in using large MENCK pile driving hammers to install big foundation piles. Piles with a length up to 120 m, an outside diameter of 1.0 m to 3.15 m and weighing between 25t and 400t are being driven for these types of foundations. The required energy lies between 200 and 1700 kNm. Pile driving hammers that bring this amount of energy weigh from 38 to 300t and have a length between 10 and 20 m. Handling these big pile driving hammers requires a crawler crane on land or cranes on floating pontoons or jack-ups when working in water. Possible are either vertical or inclined piles, using a leader for inclinations up to 1:1.7 or up to 1:3 in a free riding version. Project descriptions demonstrate the versatility and practical use of the equipment under diverse operating conditions.

Jan 1, 2002

By X. M. Wu

The paper describes four different types of support for deep excavations, which are currently used in China. Local experiences were illustrated by presenting case histories for each type of support. For braced excavation in soft clays in Shanghai, the earth pressure against bracings were found to be in conformity with the trapizoidal estimation given by Terzaghi and Peck (1967). For tie-back support of excavations in Beijing and Shengyang, earth pressures were found to be much less than those predicted by ordinary rules. In the construction of a mining shaft in coarse sand below ground water level, high pressure jet grouting has been successfully used to form a circular impervious lining of the shaft. As an effective anti-slide measure, large diameter reinforced concrete piles constructed by open shaft method have been widely used with success.

Jan 1, 2010

By Ambarish Ghosh, Subhaprasad Chakraborty

"Construction of basement floors has become necessary to meet the requirement of parking in office and residential complexes and in hospitals for radiotherapy treatment. Important projects coming up in Kolkata are mostly in closer proximity of residential buildings, office buildings and historical monuments. Sheet piling is mostly used as temporary shoring system during construction. Deep excavation in urban environment creates great problem related to construction induced vibration due to driving of sheet piles for basement, pile driving etc. which raises the chances of damage of adjacent buildings and nearby structures. Vibratory sheet-pile driving is the most common method of sheet pile installation. The knowledge of induced vibration due to this phenomenon is still very deficient. This paper presents the analysis of measured vibration data collected from different sites of Kolkata with varying soil profile. Typical two case studies of sheet pile and pile driving has been presented and the vibration values are analysed. The responses of the vibration are reported in terms of peak particle velocities (PPV). To evaluate the effects of vibration due to pile driving two aspects have been considered: the effect of the energy entering the ground from the pile and the effect of the soil condition.INTRODUCTIONIn urban areas infrastructure development projects are mainly located adjacent to existing structures like residential buildings, offices and historical structures. The construction work of such project influences the surrounding environment as well as human perception (Wiss 1981). During the construction of basement for residential complexes and hospitals sheet piling is mostly used as temporary shoring system or as to support the earth mass. The vibration induced due to driving of piles and sheet piles have been presented herein. Deep excavation projects close to existing structures increase the concern of environmental impact. For this reason the vibration assessment and prediction has become a subject of great interest. It is important to develop a site specific model for predicting the ground vibration resulting from pile and sheet pile driving at the construction sites. The developed model gives the efficacy to guide the engineer to select the construction methodology ensuring the safety of the surrounding structure. The model developed here is site specific and the parameters that has been used are dependent on the soil condition and the energy source."

Jan 1, 2015

By Julie Hampden, Tim Dardis, Per Reinhall

"Noise from impact pile driving can harm fish, marine mammals and other sensitive wildlife over large areas. Marine pile driving is highly regulated, and regulators require sound levels to be below certain thresholds to avoid harassment and injury to sensitive marine life. In many locations, timing restrictions, use of noise attenuation technologies and extensive monitoring for impacts to wildlife are also required. As a result, permitting can be laborious and time consuming, and project implementation and scheduling can be complicated. Underwater noise levels are measured with an underwater microphone (hydrophone), which converts noise pressure to voltage and is calibrated to express the noise pressure in Pascals (Pa). The pressure is often expressed using a logarithmic scale, in decibels (dB). Several specific metrics can be used to describe underwater noise. Three common metrics are the instantaneous peak sound pressure level (dBpeak), the root mean square pressure level (dBRMS) and the sound exposure level (dBSEL) referred to as the peak, RMS and SEL levels, respectively.During impact pile driving, the peak pressure represents the instantaneous maximum pressure, either overpressure or underpressure, observed during each pile strike. The RMS level is the square root of the mean of the square of the pressure during the duration of the impulse; it is the average pressure level of the pile strike from beginning to end. The cumulative SEL (SELcum) is calculated by summing the cumulative pressure squared and integrating over time of duration of the pile strike. SEL is used as an indication of the cumulative energy of a pile driving event, which may consist of one or many pile strikes.Regulatory agencies use these metrics to help characterize the noise pressure levels that can affect sensitive species. Some of the most frequently encountered biological thresholds in the Northwestern United States that are used by regulators to describe potential impacts to sensitive species are summarized in the following table. Agencies have defined thresholds for different types of injury, either hearing or bodily harm, and for temporary injury or disturbance."

Jan 1, 2017

By John S. Pack

The application of square shaft helical piers in expansive soils is a standard of practice in many areas of the United States. Over 20 years of performance monitoring show exceptional performance and economy will result if proper design procedures, specification requirements and installation procedures are followed. This is true for new foundations and the repair of existing foundations, including lightly loaded wood-frame structures on expansive soils. Proper design includes: 1) site geotechnical characterization, 2) pier layout such that each pier is loaded to its maximum design capacity, 3) maximize spans between piers, 4) minimize the number of piers, 5) isolate the structure from the expansive soil with an appropriate void zone below all grade beams, slabs or other components that would otherwise be in soil contact and 6) utilize only single helix piers. Proper specification employs a performance specification that specifies: 1) the design load on each pier with a suitable safety factor, 2) the minimum installation torque, typically 4,000 ft-lbs (5.4 kN-m), or refusal, 3) a minimum pier shaft steel Fy = 70 to 90 ksi (483 to 621 Mpa) and pier helix steel Fy = 80 ksi (552 Mpa), 4) 1.5 to 1.75 inch (38.1 to 44.5 mm) square shafts, 5) smooth shaft surface, 6) the ICC Evaluation Report (ER) number of the manufacturer and 7) the manufacturer ISO 9001 certification for material quality control. Proper installation requires: 1) equipment with sufficient axial compression force (crowd) on the pier shaft so the helix engages the soil and advances to the specified minimum installation torque or refusal, 2) additional specialized techniques for expansive soils and 3) qualified specialty helical pier installation contractors experienced in expansive soils who submit and utilize pier configurations, techniques and equipment that will most effectively and economically meet the specified performance.

Jan 1, 2007

By Juan M. Pestana-Nascimento, Robert G. Bea, Hamed Hamedifar, Emery M. Roe

The current State-of-the-Practice is grounded heavily on deterministic characterization and assessment of the performance of civil engineering infrastructure. In particular, flood defense systems, such as levees, have been evaluated within the context of the Factor-of-Safety where the computed capacity of the system is compared with the code specified demand forces. Uncertainties associated with the capacity and demand forces render deterministic modeling incomplete. In particular, two structures with the same Factor of Safety can have vastly different probabilities of failure. While efforts have been made to assess levee vulnerability, results from traditional engineering approaches omit important factors because they do not account for uncertainties included in analytical modeling, and natural variabilities, or human and organization factors. This paper utilizes risk assessment methods to advance methods for quantifying the contribution of uncertainties to engineering analyses, and thereby provide additional information to help assess sustainability of geotechnically engineered systems. The probability of failure of a geotechnically engineered system is directly impacted by how well the system is understood, and how uncertainties are incorporated in development of understanding of the system. This paper presents methods to evaluate two types of uncertainties for three potential failure modes of flood protection levees: underseepage, slope (or levee) instability, and overtopping/erosion. These analyses account for two types of uncertainty: 1) Type I – inherent uncertainty, 2) Type II – analytical modeling uncertainty. Human and organizational task performance and information development and utilization uncertainties are not included in these analyses. This paper focuses on the behavior of the flood protection levee system for Sherman Island, a western island in California’s Delta. Sherman Island is of critical importance to California because of the very important infrastructure systems that pass under, on, over, and adjacent to Sherman Island, including: natural gas pipelines, regional and interregional electricity transmission lines and telecommunication facilities, two deepwater shipping channels; and State Highway 160, a link between major transportation expressways. The work evaluates current (year 2010) and future conditions (year 2100) and incorporates variations in capacity and demand arising from projected human response activities and global climate change.

Jan 1, 2017

By Abid Adekunte

"In recent years, developers have had to deal with complexities associated with numerous cases of deep basement construction in built-up areas. Design and construction of deep excavation support systems in urbanised zones come with many technical challenges. Restricted working spaces often render the use of temporary struts as wall restraint systems unpopular, as working space needs to be maximised. Also, tie-back anchors are often inapplicable due to the existence of adjacent structures. Therefore, developing alternative restraint systems for deep basement structures in builtup areas is becoming increasingly important to the present day basement engineer.This paper is centred on the design, construction and monitoring of enabling works for deep basement structures on three sites in the United Kingdom and Republic of Ireland. Traditional tieback anchorage and propping systems were inapplicable on the sites. As alternatives, separate novel wall restraint systems were developed and adopted, to enable excavation on each of the three sites.Performances of the novel wall restraint systems, as well as the responses of adjacent structures were monitored. Numerical modelling and field monitoring results show the three alternative wall restraint systems to be safe and effective. The paper also highlights the advantages of the novel solutions over conventional methods.INTRODUCTIONRecently, deep basement structures have become popular components of urban building developments. As pointed out by Pearlman et al., 2004, this could be attributed to the inadequacy of surface parking spaces in urbanised zones, while underground parking facilities are also believed to improve both aesthetic and commercial qualities of urban structures.However, while the incorporation of basement structure into new urban development appeals to developers and architects, the engineering design and construction aspects of basement works typically come against a whole lot of complexities and challenges. As highlighted by Wong, 2002, engineering problems associated with basement construction in built-up areas are numerous, some of these include; complicated sub-soil conditions, dealing with excessive active pressures, complex temporary works, proximity of sensitive adjacent structures, high level hazards to construction workmen and surrounding community, inadequate working space, etc."

Jan 1, 2015

By Mary Ellen Bruce

Let me first address the issue of the wet grab samples. The wet grab samples that were attempted to take on the Central Artery were hindered by the fact that the way the mixing was being done was only by injecting grout on the way out, during withdrawal of the mixing tools. They would auger down to the required depth (usually with some water being injected), which took anywhere from 45 minutes to an hour, and then when coming out, the grout would be injected with grout. That was leaving a column of grout in the center where the shaft had been (i.e. inside of the blades of the mixing tools), which would end up being something like a foot in diameter because the pipe that was used for the drill shaft was a foot in diameter. So we had 10 inches to a foot of almost pure grout in the middle of our column and then we had 2 feet on either side that was mixed soil cement. So when they went down with the wet grab sampler not knowing where that was in the column sometimes they/we were getting strengths of 1500 psi, and sometimes they/we were getting strength of 500 psi or 100 psi. So what was it that we were taking into the wet grab sampler? In those cases you don't really know, but it wasn't representative of the core samples we were taking. We were purposely not coring in the center because we knew that was going to be high cement content, almost pure grout. So the issue of wet grab sampling particularly on this project, the Central Artery Project, was that we didn't really know what we were sampling. What becomes an issue with wet grab sampling in other projects is that you have to have another device (machine) in most cases, a cherry picker crane or something similar that can raise and lower with a beam that is used to forces the sampler down into the freshly mixed soil-cement. And regarding economics, is it more economical to have that crane standing by with its operator or to have a drill rig to come along later and do the coring and take the material out that's fairly identical to what you're finding in situ? The complaint of micro-fracturing in the core samples as you're taking the cores was raised by Seiko as causing large strength reductions. But, if you're doing it carefully, then I don't think that's much of an issue anymore, on research basis perhaps but not on a practical level.

Feb 10, 2003