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By Dennis Nottingham

Increased interest in seismic soil liquefaction and preventative soil stabilization sets the stage for improved deep compaction methods using pile driving techniques. In 1971 L.B. Foster Company personnel patented a method of deep compaction using a vibratory pile hammer and pile probe. The technique had some success, but did not produce consistent results and thus found its way to obscurity. Other patents attempted to modify the technique by various probe modifications, but again without measurable improvement from a practical point of view. Solutions to economical deep compaction up to 100-foot depths particularly in saturated granular soils would have a great impact on the construction industry and new bulkhead structures being developed, thus PND was prompted into related research and development. The advent of higher horsepower vibratory hammers, coupled with PND engineers' experiments, observations and measurements, led to an "H" pile probe design which has produced measured soil density improvements up to 250% using SPT "N60" values as a measure. Case histories of two projects involving extensive SPT soil sampling comparative measurements will be discussed along with findings that led to the compaction success. Applications to numerous modern "Open Cell" bulkhead projects will be presented and discussed.

Jan 1, 2004

By Emad Farouz

This paper compares the predicted axial capacity of driven Pre-cast Pre-stressed Concrete (PPC) piles for the Lake Gaston Water Treatment Plant (LGWTP) using several design methodologies versus the axial capacity measured from dynamic and static load testing. The LGWTP site is located in Chesapeake, Virginia and is part of the Great Dismal Swamp. The subsurface investigation included soil borings, in-situ dilatometer (DMT) tests, and in-situ piezocone (CPTu) tests. The axial capacity predictions of the PPC piles were performed using the computer programs DRIVEN and FB-DEEP which are based on SPT N-values. Additionally, an empirical method proposed by Martin, et al. (1987) based on local experience with PPC pile design in the Yorktown formation in the Tidewater area of Virginia was also evaluated. Finally, the ?Laboratoire Central des Ponts et Chausées (LCPC)? method developed by Bustamante and Gianeselli (1982) based on CPT measurements was also used to develop the axial pile capacity of the piles. This paper shows that the FB-DEEP computer program and the LCPC method provided a reasonably good prediction of the pile axial capacity measured from PDA, CAPWAP, and Static Load Tests in comparison with the other design methods used. The soils in this area develop significant setup over time and it was found that FB-DEEP and the LCPC method are capable of incorporating this setup in the prediction of the long-term axial capacity of driven piles in this area.

Jan 1, 2007

By Ronnie W. Sisk

1. Troubles start early - Inadequate Geotechnical Data A. Owners think they are saving money by allowing limited soil borings at their site. This places a high gamble on the bidders and the Lump Sum Price will be higher. B. Inaccurate elevations on soil reports. a. Surprises in depths - over or under design bid bottom elevations. 1. Requires backfill and extraction of casing that is too short for the greater depth of the drilled shaft. 2. Redrill utilizing longer casings. 3. Softer earth (backfill) can cause difficulties in redrilling such as less quantity extracted on the auger and maintaining plumbness. 4. Greater concrete overrun. b. Extreme under depths. 1. Excessive concrete is placed as a result of planning for a deeper shaft. c. Geotechnical report that does not supply a layout of boring locations. d. Design Engineer does not have a basic knowledge of how a caisson is installed.

Jan 1, 1988

By Maurice Bottiau

When dealing with displacement auger piling, some general and fundamental issues have to be considered, irrespective of the system. More than with other pile types, the interplay between the soil conditions and the design and execution is of outstanding importance. This paper intends to address these issues and to summarize some critical matters in terms of design, execution and control such as : ? Importance of a reliable soil investigation ; ? Summary of the design as it is addressed in Europe for this category of piles ; ? Criteria for a good choice and control of the correct asset of the piles ; ? Importance of the concreting phase; ? Relation between the power and the engine characteristics of the drilling equipment with the final bearing capacity. For each of these issues detailed examples will be given as well as results of load tests and in-situ control during execution.

Jan 1, 2003

By George M. Filz

Restrained basement walls and unrestrained but massive concrete walls on rock foundations experience very small movements in response to lateral earth pressures. Such walls are often designed using at-rest earth pressures without consideration of either compaction-induced lateral pressures or vertical shear forces resulting from compression of the backfill in response to self-weight. Compaction-induced lateral earth pressures can be detrimental to the integrity and stability of retaining walls. For example, the lock walls at Eisenhower and Snell Locks on the Saint Lawrence Seaway near Massena, New York, were damaged by compaction-induced lateral earth pressures, and an extensive rehabilitation program was necessary to ensure safety of the locks. Vertical shear forces, on the other hand, can be beneficial to stability because the downwards-directed vertical force tends to counteract the overturning moment from lateral earth pressures. The contribution of vertical shear forces is not included in most modern analyses of non-moving walls, but Terzaghi used this effect in his design of a high concrete retaining wall at Fifteen Mile Falls Dam. The lock walls at Eibach Lock on the Main-Donau Canal in Germany were instrumented for both lateral and vertical stresses applied by the backfill to the wall, and the resulting measurements show that vertical shear forces from the backfill were significant and persistent over the multi-year period that the wall was monitored. Other data from pilot-scale retaining walls confirm the existence of both compaction-induced lateral earth pressures and vertical shear forces. These forces should be considered in design of non-moving walls.

Jan 1, 2003

By Brunella Recinto

Pile loading tests are carried out with two main objectives: 1) evaluating the ultimate resistance; 2) checking the behaviour of the pile under live load. In the first case and particularly for large diameter bored piles the cost of a loading test may be very high. In the late '80s, a new method to perform static loading tests was proposed. It is based on the use of a sacrificial hydraulic jack placed at the pile toe. The device, internally pressurized, expanding applies an upward force on the pile shaft and an equal but opposite downward force on the soil beneath the pile toe. This device is well known as Osterberg's load cell, shortly O-cell. The obtained results are typically summarized in two separate load-movement curves: one for the shaft side shear resistance and another for the toe resistance. The two curves are used to build what is generally named the "equivalent head load-movement curve" relying upon two hypotheses: - the pile is rigid; - the load movement relationship for the shaft is not affected by the direction of movement. The former assumption can be easily removed, while it is not possible to remove the latter. On the validity of this latter hypothesis, comparisons between conventional head loading tests and toe loading tests could be very helpful. Unfortunately in the literature there are only a few case histories and most of them are also poorly documented. In order to explore limitations and potentialities of the new testing method, a finite element model has been set up. Results of simulations of conventional head loading tests and of O-cell tests are analyzed, discussed and compared.

Jan 1, 2003

By Leonardo Massone

The p-y method is one of the most popular methods in pile design and has been calibrated for various boundary conditions using numerical and experimental studies during recent years. Most studies on reinforced concrete (RC) piles have included the impact of flexural nonlinearity, (e.g. nonlinear moment?curvature relations) but not considered associated pile shear deformations when deriving p-y curves from field data. Common p-y curves may be better applicable for piles with flexure dominated failures (e.g. piles with free- head boundary conditions). For piles with fixed head boundaries (i.e. rotation restrained piles) shear deformations could be of significant influence. To study this problem, a coupled shear flexure interaction model for axial-bending-shear behavior coded in OpenSees is applied to a 0.61 m flagpole and a 0.61m fixed head pile specimen to investigate the possible influence of shear deformations to the overall pile responses. The surrounding soil is represented by p-y curves derived from prior large scale testing on piles with similar boundary conditions. Analysis results show that for flagpole piles, shear forces and shear deformations were insignificant. Considerable contributions of pile shear displacements and forces were observed for the fixed head pile, with shear displacements contributing up to 40% of the total pile displacement. Results suggest that nonlinear shear deformations for reinforced concrete piles should be considered for fixed-head or similar conditions, and that currently used p-y curves may underestimate the actual lateral pile displacement and possibly lead to unsafe design for the particular boundary condition.

Jan 1, 2011

By Wei Tu

A grade separation was required to allow uninterrupted traffic crossing for a busy rail spur and a county road. The grade separation was achieved by creating a 30-foot (9-meter) high embankment that incorporates two multiplate tunnels and allows the passage of a rail spur and an existing county road. The site is located in an abandoned meander channel in the floodplain of the Mississippi River, near Osceola, Arkansas, and is underlain by more than 40 feet (12 meters) of soft clay and interlayered clays, sands and silts. Without soil improvement, the post-construction settlement would exceed 3 feet, slowly crushing the proposed tunnel structure and cutting off the railroad. Preloading, combined with vertical drains, was used to accelerate the consolidation of the underlying soil layers and to reduce the post-construction settlement under working loads. Six settlement plates were installed to monitor the progress of consolidation under surcharge load. The Asaoka observational method and the hyperbolic fitting method were used to analyze the measured settlement data to predict the end of primary settlement. The in-situ consolidation coefficient, ch, was back calculated from the measured settlement data. The stress release caused by the removal of the preloading surcharge load and the tunnel installation was determined using a Plaxis 3-D finite element model. The measured and predicted settlement using Hansbo's analytical solution demonstrated reasonable agreement. Early removal of the surcharge and construction of the tunnel prior to reaching the end of primary settlement was accomplished by analyzing the post-excavation stress reduction achieved via tunnel construction.

Jan 1, 2009

By Jorj Osterberg

550 load tests of up to 150 MN have been completed on driven and bored piles using the Osterberg Load Cell. Because the test measures side shear and end bearing separately, much can be learned about the forces on the pile as it is loaded to ultimate capacity. At working loads side shear almost always far exceeds end bearing, with the distribution of shear and bearing greatly affected by disturbance occurring during drilling operations. Since much less movement is required to mobilize side shear than end bearing, most of the bearing develops after the working load is exceeded. Thus with insufficient bottom cleaning, safety against excessive settlement can be considerably reduced. Improved methods of drilling, hole cleaning, rebar cage installation and concrete placement are discussed. For rock socket piles it has been found that the ultimate test load far exceeds the working loads in most cases. This is almost always due to greater penetration into the rock than is required for adequate safety against excessive settlement. Factors affecting rock socket capacity are discussed. Increase of side shear and ultimate capacity with time is discussed. Case histories for driven and bored piles in soil and rock sockets are described.

Jan 1, 2001

By Terence P. Holman

Instrumented load testing of high capacity micropiles, followed by detailed analysis and numerical modeling, provided an opportunity for real foundation performance to be incorporated into the design of a complex urban high-rise structure. This paper discusses a design-based load testing program and subsequent analysis for micropiles incorporated into a piled raft foundation beneath a portion of a high-rise residential structure in Brooklyn, New York. Preliminary numerical analysis, performed using the commercial finite element package PLAXIS 3D Foundation, indicated that soil stiffening and transferring heavy core loads to greater depths was required to minimize the total and differential settlements. High capacity micropiles were modeled below the tower core mat to create a piled raft effect, reducing the settlements to acceptable levels. Final design of the foundation and micropiles, and final numerical analysis of the proposed foundation system required an instrumented load testing program to provide the Owner and design team with a level of comfort. The instrumented load test provided data on the evolution of load transfer, including the mobilization of significant tip resistance, frequently ignored in design, and micropile axial stiffness. Final numerical analysis of the foundation system involved refining the PLAXIS model based on the micropile behavior and load transfer mechanism observed during the load test program. The authors believe that the combination of design-based load testing and numerical analysis in this project yielded a more refined foundation system with realistic expectations of performance.

Jan 1, 2007

By Wolfgang G. Brunner

In the far north of Uttar Pradesh Province in the Indian Himalayas, the 280 MW Dhauliganga hydroelectric power plant is under construction by National Hydroelectric Power Corporation (NHPC), a state- owned enterprise, and a joint venture of Kajima Corporation of Tokyo and Daewoo Corporation of Seoul. This project sets out to develop the lower section of the mountain cascade of the Dhauliganga River, a tributary of the Sarda River, with a 311 m gross head. The 1360 km2 mountainous catchment area is bounded in the north- east by the Chinese border and in the south- east by the Nepalese border. The dam project is located in a remote area north of the principal town of Darchula of the upper Sarda valley, which is one of the seismically most active regions of India. The 56 m high rock fill dam, which will be the first of its kind in India, is faced with concrete and has a 1 m thick, at its crown 270 m long and over 70 m deep cut- off wall of plastic concrete below its toe. The cut- off wall, with a total area of 7500 m2, is constructed by a combination of Bauer hydraulic grabs, assisted by chisels and a Bauer BC 40 cutter which enables the overlapping joint system to be installed, guarantees optimum verticality and enables the cut- off to be keyed into the bedrock formation.

Jan 1, 2004

By Daniel Levacher

Pile load tests in site require extensive means of action and time. To get outstanding tests, the environmental test conditions must be perfectly known and acceptable. They concern the support installation, the loading, the access and instrumentation site conditions and the economical aspects. In particular cases as offshore areas, the load tests are not feasible. Moreover the variability of soil characteristics limits the interpretation results at the considered tested site. The use of centrifuge modellling offers an other way to study the loaded pile behaviours. Centrifuge tests lead to parametric approaches which constitute for geotechnical engineers an important data base tor recommendations and design codes. To accurately simulate pile behaviours by checking similitude laws linked to the studied problems, the installation of model-piles must be also representative of the in-situ piles. Driven piles account for a large part of the piles installed through the world, mainly for offshore or harbour constructions. So, to explore driven pile problems by centrifuge tests, miniature pile driving hammers must be developed and tested under macro-gravities. The paper describes two types of these ones in details. They are commonly used at the centrifuge centre of the Laboratoire Central des Ponts et Chaussées - (LCPC) - [Réf. 1] for different deep foundations researches. Performances and limitations are given for both miniature pile drivers and some results from their use are presented to illustrate the suitability of these apparatus.

Jan 1, 1996

By David C. Kraft

Atlas Systems, Inc. (ASI) resistance type piers were used to underpin a 100 year old historic structure at Fort Monroe, Virginia. This 3-story structure with basement was underpinned with 155 steel tubular push piers (4" OD) that were hydraulically installed to depths ranging between 90 and 110 ft. and to installing forces in excess of 60,000 lb. Project requirements included lowering the basement floor by 1-1/2 ft. and constructing new footings and adding stem walls to connect to the existing masonry walls. Additionally, the underpinning piers were temporary which required the development of a decoupling system to permit the transfer of the building loads from the underpinning piers to the new footings. The structural loads at the foundation level required a c. to c. pier spacing of 3.75 ft. in order to meet project requirements of a minimum Factor of Safety of 3.0 on the pier load capacity. Project requirements included a load test on the selected underpinning pier (ASI - AP2 4000.219) in order to establish installation depths for seating the piers to 60,000 lb. The project was successful in supporting the full load of the structure during the construction phase. Considerable savings in time and cost were achieved as well as avoiding any vibrations or noise during installation of the piers.

Jan 1, 2002

By Jorj O. Osterberg

The practice of using side shear resistance in the design of drilled shafts socketed in rock is discussed. In the absence of field test data for the particular rock involved, the designer often neglects the side shear altogether or uses an extremely conservative value. The uncertainty of using strength data from compression tests on rock cores is discussed. Examples of full scale load tests are given which illustrate that even in the weakest of rocks, considerable side shear resistances are obtained, enabeling reductions in the depths of the sockets and consequent savings. Existing Practice. The existing design practice in using side friction/bond between a drilled shaft in rock or hard soil varies very considerably in different areas of the U.S., in different areas of the world, among different Geotechnical Engineers, and in the requirements of different building codes. In fact, the variation is so great that it is inconsistent and contradictory. For example, in Florida where fairly weak coral limestone and sandstone is prevalent, the general practice is to use side friction only and to allow no end bearing. In Chicago, Detroit, Boston and other areas where soft clay overlies stiffer clays, hardpan and limestone or other hard rock, the common practice is to allow for no friction and to use end bearing only, even though the lower portion of a shaft frequently penetrates stiff to hard clays and hardpan (glacial till) before bearing on hardpan or rock. In Hong Kong, if the hole is stabilized with drilling mud, no end bearing is allowed. In Boston (Thompson, Erikson, and Smith, 1989), two tests at two sites on 18 inch pipe piles penetrating 100 feet of soft clay and driven only inches into an argillite, tested 140 and 210 tons in ultimate side shear resistance. Certainly, with long drilled shafts, no matter how soft or weak the soil or rock is, some if not considerable side friction occurs, and where drilling mud is used, there must be considerable end bearing.

Jan 1, 1991

By David R. Black

Foundation problems due to collapsible and expansive soils are well known throughout the arid western United States. Millions of dollars are spent annually to counteract the effects of such soils for both new foundations and existing foundations suffering from settlement or heave. Over the last 20 years helical screw piles have come into wide-spread use as a permanent deep foundation element for these problem soils, especially in the arid western United States where, in some areas, they are a standard of practice. Independent research resulting in recognition by every national building code in the United States has legitimized helical screw pile technology. Once thought of in terms of light structural underpinning, helical screw piles of today are designed to take heavy structural loads, vertical and lateral, tension or compression, including seismic loads. With proper pile grouping, design capacities for column loads over 4,500 kN (1,000 kips) are attainable. This paper discusses design considerations specifically dealing with collapsible and expansive soils: soil investigation parameters, predicted settlement and long-term creep, heave in expansive soils, downdrag in collapsible soils, shaft slenderness buckling, maintaining shaft alignment during installation, refusal condition, water migration along the shaft, lateral loading, cyclical loading for seismic loads and machine foundations, corrosion, helix durability during installation, the installation torque vs. capacity equation, and design methodology. The paper concludes with several case histories where helical screw piles were used for new structural foundations and to underpin existing failed foundations in St. George, Utah, Cedar City, Utah, and Denver, Colorado, USA, sites of some of the most expansive clay and collapsible soil in North America. Soil descriptions and performance histories are presented.

Jan 1, 2002

By Matthew Janes

The installation of piles and casings is becoming increasingly difficult as restrictions on vibration become common in major urban areas. The use of high frequency, resonant excitation of a pile or casing permits ease of installation of sections to great depths with near imperceptible vibrations as close as 1 pile diameter. The new Resonant Driver is able to excite a pile at its resonant frequency (up to 150 Hz or 9000 VPM) to produce elevated levels of acceleration, force and displacement in the pile. The combination of extremely high acceleration and controlled levels of displacement allow the pile to slice through varied soil with almost no vibration translated into the ground. In direct comparisons between conventional vibrators and impact hammers the Resonant Driver produces less than 1/50th the vibration. The Resonant Driver results in ground vibration of between 1/20 and 1/40 of common limit levels (1 cm/s or 0.5 in/sec) as close as 1 pile diameter. At a distance of 5 m (16 ft) from the pile or casing vibration levels approach imperceptible levels. The Resonant Driver uses a proprietary algorithm to tune the drive vibration to the changing natural frequency of the pile as it is driven into the ground. By maintaining resonance the energy in the pile is built up like in a flywheel on an engine or a child on a swing. This build up of energy aids in driving and significantly reduces waste. Recent experience using the Resonant Driver is proving the technology can drive a variety of steel pile and casing sections through varied soils. Continued use of the Resonant Driver will create a data base of various pile and casing sections, soil types and achieved capacities.

Jan 1, 2008

By Saba Mohan

This study presents results based on the Pile Installation Demonstration Project (PIDP) that was conducted as a part of the East Span San Francisco-Oakland Bay Bridge Seismic Safety Project. For the three full-scale pile installations, two different high-energy hydraulic hammers were selected for the installation. However, these hammers may not have sufficient energy to drive these large diameter piles at their ultimate capacity following long-term set-up. Nevertheless, these hammers were selected because, soil plug behavior, the generation of excess pore pressures and remolding of soil during driving were expected to reduce the shaft and end bearing resistance, and therefore reduce the energy required to drive these piles to design penetration. Data collected during continuous installation driving and after a series of re-strikes at different set-up times ranging from 1 to 33 days were used as input data for CAPWAP. These results were used to estimate the soil resistance along the pile length and at the toe of the pile, and the soil pile set-up behavior. Validity of the procedures used to predict the soil resistance to driving and predicted blow counts were verified with the field observed blow counts and the energy that was delivered to the pile. Based on combined CAPWAP analyses, the soil pile set-up with time was estimated and compared with results of other methods currently available in the literature for predicting the soil pile set-up rate.

Jan 1, 2002

By Garland Likins

The Texas Department of Transportation, now considering using Augered Cast-In-Place (ACIP) Piles (also known as Continuous-Flight-Auger or CFA Piles) in their foundations, awarded a research project to Professor Mike O'Neill at the University of Houston (UH) to study the advantages and potential difficulties with ACIP/CFA piles. ACIP/CFA piles were installed on three sites for UH; they had extra instrumentation and additional measurements by UH staff during installation which are beyond the scope of this paper. Independent visual logging of the pile was done by an experienced inspection firm. The main advantages of ACIP/CFA piles are their speed of installation and their economy. Potential savings are substantial. Disadvantages include an unknown structural condition of the shaft. Inspection is critical, but many simultaneous observations make accurate inspection difficult. Because of resulting uncertainty, many engineers have avoided ACIP/CFA piles in the past.

Jan 1, 1998

By Kyle Murphy, John S. McCartney

This paper focuses on the seasonal thermo-mechanical response of two energy foundations installed at the new Denver Housing Authority Senior Living Facility in Denver, Colorado. The two drilled shaft foundations, which have diameters of 36 inches and depths of 45 ft and are end bearing in the Denver shale formation, include a closedloop series of polyethylene tubes through which fluid is circulated to exchange heat with the surrounding ground. The tubes within the foundations are coupled together with the conventional ground source heat pump system for the building and were installed to evaluate the heat exchange response of the foundations as well as any thermomechanical soil-structure interaction effects. A series of vibrating wire strain gages and thermistors were installed at different depths in the foundation to record the thermomechanical strain and temperature at different depths. Also, pipe-plug thermocouples are used to measure the inlet and outlet temperature of the heat exchanger fluid entering each of the foundations, which is necessary to evaluate the total heat exchange for the foundations and the efficiency of the heat pump. This paper will describe the energy foundation construction processes, the strain distribution and ambient temperature profiles during building construction and the seasonal strain and temperature distributions during heating and cooling of the building. The data indicates that typical heat exchange associated with heating and cooling operations leads to strains which are within acceptable limits, and that the foundations can provide a clear option for absorbing the base heating and cooling load for the building.

Jan 1, 2017

By Hyung-Min Kwon

There are a number of methods available that can be used to estimate the bearing capacity of piles that are subject to lateral load, such as the theory of subgrade reaction or the elastic continuum approach. The objective of these approaches is to determine the lateral load corresponding to the allowable lateral displacement of the pile. It is important to select the appropriate soil stiffness when analyzing soil behavior within the allowable displacement of piles because the stiffness of soil is dependent on the displacement of piles. Even though pressuremeter tests can measure the stress-strain behavior within a wide strain range, pressuremeter test results have been utilized to assess only the fragmentary soil modulus based on either semi-empirical correlations or analytical approaches. This study is concerned with a methodology that can estimate the horizontal deformational property, while taking into consideration the nonlinear deformational characteristics of sandy soils. Pressuremeter tests were conducted for 15 cases using a calibration chamber. Reloading curves were employed in the estimation of horizontal deformational property in order to minimize the effect of soil disturbance caused by the installation of the probe. The shear modulus degradation characteristics were estimated from the curve fitting for the reloading curve and from extrapolation using the exponential function. In addition, the difference was taken into account between the stress state around the probe in reloading and that of the in-situ state. A consistent relationship was observed between the maximum shear modulus taken from the suggested method and the bender element tests performed in the calibration chamber, simultaneously with the pressuremeter tests. In addition, the results showed significant concurrence with the well-known empirical correlation.

Jan 1, 2008