To Coerce, or Not to Coerce? Assessing State Strategies to Regulate Small-Scale and Artisanal Mining

Facing the rapid proliferation of informal artisanal and small-scale mining (ASM) in the 2000s, states with commodity-dependent economies pursued different strategies to enforce regulations to the activity. This article assesses the effectiveness of these strategies in increasing compliance. We leverage a view of policy effectiveness that considers the type of state-society relations a policy foster. We look at how different state-society relations impact the relevance a policy has to the subject it attempts to regulate. We argue that cooperation helps the state overcome its limitations on the knowledge of ASM and its limited institutional powers to enforce regulations alone. By learning about the activity in question and developing ties with the informal miners, the state can produce feasible regulation that is more likely to be followed.