Economic and Environmental Evaluation of Various Aluminum Scrap Upgrading Options using Chance Constrained Optimization Modeling

"As scrap usage increases, it is often necessary to “dilute” the melt with primary aluminum to ensure the finished product meets compositional specifications. Secondary raw materials, particularly postconsumer scraps, often include high levels of unwanted or “tramp” elements, such as iron and silicon in the case of aluminum. Recent literature on this issue cites several causes including inherent contamination during processing as well as ineffective segmentation at end-of-life. To address this accumulation problem, “upgrading” solutions have been developed including: dismantling of end-of-life products, spectrographic or magnetic sorting of shredded scrap, and “filtration” technologies that remove tramp elements in the melt. Although it is clear that upgrading strategies enable increased usage of scrap, it is not clear that they would be economic or efficient. This work presents a set of analytical methods, based on chance constrained optimization, to quantify the potential environmental and economic value of several scrap upgrading technologies.IntroductionAluminum recycling has a number of key environmental and economic benefits. Compared to other materials, aluminum production has one of the largest energy differences between primary and secondary production: 175 MJ/kg for primary compared to 10-20 MJ/kg for secondary[1]. With energy and cost savings in mind, many producers now have targets of increasing their usage of secondary materials[2, 3]. However, the accumulation of impurities in these recycled material streams provides a significant compositional barrier to these goals[4].A growing number of studies and literature would suggest that accumulation of unwanted elements is a growing problem, in all recycled material streams. In the case of aluminum, the list of problematic impurities is quite large, including but not limited to: Si[5, 6], Mg, Ni, Zn, Pb, Cr[7], Fe[5-7], Cu[6, 7], V, and Mn[6]. Metals recycling is a metallurgical process and is therefore governed by the laws of thermodynamics. The removal of unwanted elements in the scrap stream is dictated by the energy considerations of the melt process. Compared to many metals, aluminum has a high degree of difficulty in the removal of tramp elements, due to thermodynamic barriers. Therefore, with no simple thermodynamic solution, producers must identify strategies through-out the production process to mitigate this elemental accumulation."